DEMETER TACTICAL INVESTMENTS CORP.

RIASEC RegisteredEst. 2024
Total AUM
$265M
Discretionary
$265M
100% of AUM
Avg account
$246K
Accounts
1,079
Employees
10
Advisory reps
4

Firm details

Headquarters
PROSPECT, Kentucky
CRD number
329512
Registered since
March 4, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals68.91%
  • Pooled Investment Vehicles22.57%
  • HNWI8.52%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Demeter Tactical Investments Corp. is a hedge-fund–structured registered adviser that provides active portfolio management across separately managed accounts and pooled vehicles. The firm serves both individual and family clients as well as institutional and business accounts, and its advisory scope includes portfolio management for individuals and small businesses, pooled investment vehicles, and institutional clients. Compensation is a mix of a percentage-of-AUM fee and performance-based fees, consistent with a manager that runs both traditional advisory relationships and incentive-aligned fund structures. Filing details and the firm’s activity profile show a heavy use of public mutual funds alongside sponsored pooled vehicles. The firm is not positioned as an ESG investor and does not operate as a pension consultant or a multi-state adviser for the purposes called out in its regulatory filings. Its legal and operational activities include acting as sponsor, general partner, and managing member of pooled investment vehicles, indicating hands-on involvement in structuring and running its private funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Cash & Cash Equivalents 9%, Exchange Traded Equities 7%, US Government Bonds 2%82%
  • Public Funds/Mutual Funds82%
  • Cash & Cash Equivalents9%
  • Exchange Traded Equities7%
  • US Government Bonds2%

Owners & executives

3 of 3
  • JONATHAN HICKS

    Chief Executive OfficerCRD 4492684

  • Philip Steele

    CTOCRD 7983774

  • JONATHAN BRADLEY

    Chief StrategistCRD 6734669

Contacts

1 of 1
  • JEFFREY SEXTON

    PresidentCRD 2962292

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PROSPECT, KY

JEFFERSON

Location

PROSPECT, KY

Headquartered in PROSPECT, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
JEFFERSON
Address
6225 St Bernadette Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth