WALLACE HART CAPITAL MANAGEMENT
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 285981
- Registered since
- January 13, 2017
- Website
- wallacehart.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI71.72%
- Individuals20.01%
- Pooled Investment Vehicles6.64%
- Pension & Profit Sharing Plans1.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Wallace Hart Capital Management is an independent, SEC-registered RIA organized as an LLC and operating since 2017. The firm serves both individual/family and institutional clients, delivering financial planning and discretionary portfolio management for individuals, small businesses, and pooled investment vehicles. Its compensation model combines a percentage-of-assets under management with performance-based fees, and the firm is not positioned as a third-party capital allocator. Advisory activity extends beyond segregated accounts: the firm manages pooled vehicles and takes sponsor/GP and managing-member roles on those vehicles. Wallace Hart does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds54%
- Cash & Cash Equivalents26%
- Exchange Traded Equities14%
- Private Funds6%
Owners & executives
1 of 1JEREMY WALLACE
Chief Investment OfficerCRD 3040496
Contacts
3 of 3JESSICA BEDELL
Wealth Management SpecialistCRD 5374616
Brandon Smith
Wealth AdvisorCRD 7972265
MICHAEL HART
Financial Planning StrategistCRD 6027005
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$57.3M in ETFs
99%
$56.8M
1%
$458K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $41.4M | 63,699 | 72.35% |
Location
Lexington, KY
FAYETTE
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- FAYETTE
- Address
- 1792 Alysheba Way
- Time zone
- CT (UTC-6)
- Office locations
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