FWG INVESTMENTS, LLC
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 284064
- Registered since
- April 26, 2018
- Website
- thefamilywealthgroup.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals84.16%
- HNWI11.7%
- Pension & Profit Sharing Plans2.67%
- Corporations / Businesses1.27%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
FWG Investments, LLC is an independent registered investment adviser formed in 2018 and organized as a limited liability company. The firm positions itself as a capital allocator serving individual and family clients as well as institutional investors. Its fee structure combines AUM-based fees and fixed fees, and its listed advisory services include financial planning, portfolio management for individuals and small businesses, manager selection, and investor education through publications and workshops. FWG does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Cash & Cash Equivalents24%
- Exchange Traded Equities7%
Owners & executives
2 of 2BRIAN STAPLES
Chief Operating Officer & Chief Financial OfficerCRD 7346670
MATTHEW GIGGEY
Chief Compliance OfficerCRD 4353612
Contacts
3 of 9Jeffrey Sheppard
Financial AdvisorCRD 6708038
Coleman Whitmill
InternCRD 8056192
Alexander Schnulo
Financial AdvisorCRD 7133792
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$158M in ETFs
50%
$79M
32%
$79.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $16.9M | 28,248 | 10.66% |
Location
Lexington, KY
FAYETTE
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- FAYETTE
- Address
- 2704 Old Rosebud Rd
- Time zone
- CT (UTC-6)
- Office locations
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