Paragon Private Wealth Management LLC
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 312817
- Registered since
- April 2, 2021
- Website
- paragonmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.96%
- State / Municipal Government6.72%
- Individuals6.32%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Paragon Private Wealth Management LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2021. The firm serves both individuals and families as well as institutional clients, operating as a capital allocator that sources and places capital with outside managers in addition to managing portfolios directly. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection and oversight of third‑party advisers. Fee arrangements combine percentage-of-AUM billing with fixed fees. Paragon identifies as an active ESG investor and runs its business under individual ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Other9%
- Cash & Cash Equivalents5%
- Public Funds/Mutual Funds4%
- US Government Bonds3%
Owners & executives
1 of 1
Mary Lockwood
Chief Investment OfficerCRD 4992826
Contacts
3 of 4
Emily Johns
Investment Adviser RepresentativeCRD 6707043
Justin Sherman
Managing PartnerCRD 7340976
Dylan Jones
Wealth Management AssociateCRD 7816672
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 91Active vs passive
$175M in ETFs
84%
$147M
14%
$27.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $11.8M | 15,749 | 6.74% |
Location
Lexington, KY
Fayette
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- Fayette
- Address
- 300 W Vine St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Alpha Financial Partners LLC
RIALexington, KY
Dupree Financial Group, LLC
RIALexington, KY
FWG Investments, LLC
RIALexington, KY
Moneywatch Advisors
RIALexington, KY
Investments & Financial Planning, LLC
RIALexington, KY
Ballast, Inc.
RIALexington, KY