DUPREE FINANCIAL GROUP, LLC
Firm details
- Headquarters
- Lexington, Kentucky
- CRD number
- 131091
- Registered since
- June 4, 2010
- Website
- www.dupreefinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.51%
- Individuals44.49%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Dupree Financial Group, LLC is a small, fee-based advisory firm that provides portfolio management primarily for individual and family clients and small businesses. The firm operates as a limited liability company and has been SEC-registered since 2010. Its business model centers on percentage-of-AUM fees rather than transaction-based or hourly billing. The adviser does not identify as an active ESG investor and is not described as a pension consultant or capital allocator; its stated client base is individual and family households.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds16%
- Cash & Cash Equivalents10%
Owners & executives
1 of 1WILLIAM AMBROSE
Chief Compliance OfficerCRD 6619845
Contacts
3 of 7THOMAS DUPREE
Owner, ManagerCRD 860749
JAMES DUPREE
AnalystCRD 8020926
MICHAEL DAWAHARE
AdvisorCRD 4823237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$14.5M in ETFs
69%
$10M
7%
$4.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $3.5M | 16,120 | 23.98% |
Location
Lexington, KY
FAYETTE
Location
Lexington, KY
Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- FAYETTE
- Address
- 237 E Main St
- Time zone
- CT (UTC-6)
- Office locations
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