The Gleason Group, Inc.
Firm details
- Headquarters
- Prospect, Kentucky
- CRD number
- 175104
- Registered since
- May 5, 2015
- Website
- gleason-group.net
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.9%
- Individuals2.9%
- Pension & Profit Sharing Plans1.64%
- Corporations / Businesses0.55%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Gleason Group, Inc. is an independent registered investment adviser that registered with the SEC in 2015. It operates as a corporation serving both individual & family and institutional clients, charging fees as a percentage of assets under management. Advisory services include financial planning and portfolio management for individuals and small businesses; the firm also conducts insurance brokerage activities and lists an affiliation with an insurance company. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser. Citywire recognized the firm in its "50 Growers Across America" feature in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents9%
Owners & executives
3 of 3
Gavin Gleason
President, CEOCRD 4464641
Ava Nivens
CIO & Financial AdvisorCRD 6753954
Andrea Gleason
Chief Compliance & Financial OfficerCRD 6492857
Contacts
3 of 3
Lindsay Manietta
Director of Retirement PlanningCRD 6779002
Benjamin Doninger
Financial Advisor / Director of Financial PlanningCRD 6405018
Richard Thieneman
Director of Family Office ServicesCRD 8211599
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 84Active vs passive
$1.1B in ETFs
99%
$1.1B
0%
$15.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $252M | 359,506 | 23.27% |
Location
Prospect, KY
Jefferson
Location
Prospect, KY
Headquartered in Prospect, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 9418 Norton Commons Blvd
- Time zone
- CT (UTC-6)
- Office locations
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