The Gleason Group, Inc.
Firm details
- Headquarters
- Prospect, Kentucky
- CRD number
- 175104
- Registered since
- May 5, 2015
- Website
- gleason-group.net
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.9%
- Individuals2.9%
- Pension & Profit Sharing Plans1.64%
- Corporations / Businesses0.55%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Gleason Group, Inc. is an independent SEC-registered advisory firm that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm operates on a percentage-of-AUM fee model and also conducts insurance brokerage activities. It serves both individual & family and institutional clients, is organized as a corporation with domestic ownership, and has been registered with the SEC since 2015. The firm does not position itself as a capital allocator, is not a multi-state adviser, and does not identify as an active ESG investor. The Gleason Group received recognition from Citywire in 2021 on its "50 Growers Across America" list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents9%
Owners & executives
2 of 2
Andrea Gleason
Chief Compliance & Financial OfficerCRD 6492857
Gavin Gleason
President, CEOCRD 4464641
Contacts
3 of 4
Richard Thieneman
Director of Family Office ServicesCRD 8211599
Lindsay Manietta
Financial Advisor & Retirement Plan SpecialistCRD 6779002
Ava Nivens
Financial AdvisorCRD 6753954
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 77Active vs passive
$963M in ETFs
98%
$945M
0%
$18.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $212M | 354,998 | 22.02% |
Location
Prospect, KY
Jefferson
Location
Prospect, KY
Headquartered in Prospect, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 9418 Norton Commons Blvd
- Time zone
- CT (UTC-6)
- Office locations
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