THE GLEASON GROUP, INC.

RIASEC RegisteredEst. 2015

Total AUM

$1.6B

Discretionary

$1.6B

98% of AUM

Avg account

$1.5M

Accounts

1,109

Employees

11

Advisory reps

6

Firm details

Headquarters: PROSPECT, Kentucky
CRD number: 175104
Registered since: May 5, 2015
Website: gleason-group.net
Custodians: RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM
Client types: HNWI94.9%
Individuals2.9%
Pension & Profit Sharing Plans1.64%
Corporations / Businesses0.55%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Gleason Group, Inc. is an independent registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm is also licensed as an insurance broker and charges clients fees based on a percentage of assets under management. It has been SEC-registered since 2015 and does not identify as an active ESG investor or a multi-state adviser. In 2021 the firm received Citywire recognition as one of its "50 Growers Across America."

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities66%
Public Funds/Mutual Funds25%
Cash & Cash Equivalents9%

Owners & executives

2 of 2

ANDREA GLEASON
Chief Compliance & Financial OfficerCRD 6492857
GAVIN GLEASON
President, CEOCRD 4464641

Contacts

3 of 4

Richard Thieneman
Director of Family Office ServicesCRD 8211599
Lindsay Manietta
Financial Advisor & Retirement Plan SpecialistCRD 6779002
Ava Nivens
Financial AdvisorCRD 6753954

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 77

Active vs passive

$963M in ETFs

Passive

98%

$945M

Active

0%

$18.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD 500 INDEX FUND (VOO)	Vanguard	Passive	Large Blend	$212M	354,998	22.02%

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Primary office

PROSPECT, KY

JEFFERSON

Location

PROSPECT, KY

Headquartered in PROSPECT, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area: Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region: South
County: JEFFERSON
Address: 9418 Norton Commons Blvd
Time zone: CT (UTC-6)
Office locations

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