The Gleason Group, Inc.

RIASEC RegisteredEst. 2015
Total AUM
$1.6B
Discretionary
$1.6B
98% of AUM
Avg account
$1.5M
Accounts
1,109
Employees
11
Advisory reps
6

Firm details

Headquarters
Prospect, Kentucky
CRD number
175104
Registered since
May 5, 2015
Website
gleason-group.net
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI94.9%
  • Individuals2.9%
  • Pension & Profit Sharing Plans1.64%
  • Corporations / Businesses0.55%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Gleason Group, Inc. is an independent registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and also operates as an insurance broker. It registers with the SEC (since 2015) and is organized as a domestic corporation with individual ownership. Client relationships include high-net-worth individuals and some institutional assignments. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and does not operate across multiple states. In 2021 the firm was recognized by Citywire in its "50 Growers Across America" listing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 25%, Cash & Cash Equivalents 9%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds25%
  • Cash & Cash Equivalents9%

Owners & executives

3 of 3
  • Andrea Gleason

    Andrea Gleason

    Chief Compliance & Financial OfficerCRD 6492857

  • Ava Nivens

    Ava Nivens

    CIO & Financial AdvisorCRD 6753954

  • Gavin Gleason

    Gavin Gleason

    President, CEOCRD 4464641

Contacts

3 of 3
  • Richard Thieneman

    Richard Thieneman

    Director of Family Office ServicesCRD 8211599

  • Lindsay Manietta

    Lindsay Manietta

    Director of Retirement PlanningCRD 6779002

  • Benjamin Doninger

    Benjamin Doninger

    Financial Advisor / Director of Financial PlanningCRD 6405018

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 88

Active vs passive

$1.1B in ETFs

Passive

98%

$1.1B

Active

0%

$20.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$246M357,95522.51%
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Location

Primary office

Prospect, KY

Jefferson

Location

Prospect, KY

Headquartered in Prospect, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
Jefferson
Address
9418 Norton Commons Blvd
Time zone
CT (UTC-6)
Office locations

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