DELTA ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2001

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$1.4M

Accounts

1,130

Employees

Advisory reps

Firm details

Headquarters: MEMPHIS, Tennessee
CRD number: 113688
Registered since: November 21, 2001
Website: www.deltaasset.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI85.37%
Individuals7.86%
Charitable Organizations2.87%
Pension & Profit Sharing Plans2.5%
State / Municipal Government0.83%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Delta Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2001. The firm serves both individual/family and institutional clients and charges fees as a percentage of assets under management. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant. Industry relationships listed with the firm include affiliations with a broker-dealer, another investment adviser, a trust company and an accountant. The ownership structure is a mix of a domestic entity and individual ownership.