TD CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 1996
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$5M
Accounts
251
Employees
15
Advisory reps
12

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
106125
Registered since
September 16, 1996
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.49%
  • Individuals7.26%
  • Charitable Organizations1.23%
  • Pension & Profit Sharing Plans0.01%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TD Capital Management LLC is an independent registered investment adviser organized as an LLC and operating since 1996. The firm serves both individuals and families as well as institutional clients, offering financial planning and discretionary portfolio management for individuals, small businesses, and other institutions. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. The firm is not positioned as an ESG-focused manager and is not characterized as a multi-state adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 4%91%
  • Exchange Traded Equities91%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents4%

Contacts

3 of 12
  • JERE SIGHTS

    DirectorCRD 6859158

  • JAY MCDONALD

    Senior Portfolio AnalystCRD 6085994

  • Bryan Koch

    DirectorCRD 7872552

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 328

Active vs passive

$1.1B in ETFs

Passive

72%

$802M

Active

23%

$306M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$191M1,339,94217.22%

Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
5100 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth