TD Capital Management LLC

RIASEC RegisteredEst. 1996

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$5M

Accounts

251

Employees

Advisory reps

Firm details

Headquarters: Memphis, Tennessee
CRD number: 106125
Registered since: September 16, 1996
Website: www.tdcapitalmanagement.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI91.49%
Individuals7.26%
Charitable Organizations1.23%
Pension & Profit Sharing Plans0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TD Capital Management LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in business since 1996. The firm serves both individual and family clients as well as institutional clients, offering financial planning and discretionary portfolio management for individuals, small businesses, and for business or institutional entities. Ownership is reported as a mix of a domestic entity and an individual. The firm charges a mix of percentage-of-AUM fees alongside hourly and fixed-fee arrangements, which suggests flexibility for both ongoing advisory relationships and project-based engagements. TD Capital Management is not positioned as a capital allocator or pension consultant, and it does not report active ESG investing or multi-state adviser status.