Daiwa Capital Markets America Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
195
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1576
Registered since
January 25, 1965

Firm profile

FINTRX

Overview

Daiwa Capital Markets America Inc. is organized as a corporation and is classified as an investment bank. The firm's ownership is listed as a combination of a domestic entity and individual owners. The profile data indicate Daiwa does not act as a capital allocator and is not identified as an active ESG investor. It is also not described as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The firm provided no additional detail on client segments, fee models, specific business lines, or advisory activities in the available dataset.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • George Parry

    George Parry

    CFO & DirectorCRD 3221390

  • Lawrence Werther

    Lawrence Werther

    Chief EconomistCRD 4983071

  • Keiji Machida

    Keiji Machida

    Chairman and Chief Executive OfficerCRD 7273228

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Contacts

3 of 191
  • Jimmy Lee

    Jimmy Lee

    AVPCRD 5108739

  • Peter Wolff

    Peter Wolff

    Vice PresidentCRD 705318

  • Peter Glinert

    DirectorCRD 1092080

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth