D.E. SHAW SECURITIES, L.L.C.

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
24332
Registered since
March 24, 1989

Firm profile

FINTRX

Overview

D.E. Shaw Securities, L.L.C. is organized as a limited liability company and is classified in the source data as an investment bank. The firm has been SEC-registered since 1989. Ownership is recorded as a combination of a domestic entity and an individual. The profile indicates D.E. Shaw Securities does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The available information does not list advisory activities, client segments, fee arrangements, or the firm's specific business lines beyond the investment-bank classification. That combination of attributes suggests the legal entity functions in a securities/intermediary capacity rather than as a traditional asset-management firm focused on pooled client AUM.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • YEVGENIA ZEMLYAKOVA

    COOCRD 4884452

Contacts

3 of 33
  • ANNE DINNING

    Managing DirectorCRD 2078654

  • NORMAN BRUCE

    Senior Vice PresidentCRD 4285681

  • NATALIE ZHAO

    VP, Investor RelationsCRD 6974248

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
2 Manhattan W
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth