D.E. Shaw Securities, L.L.C.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
35
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
24332
Registered since
March 24, 1989

Firm profile

FINTRX

Overview

D.E. Shaw Securities, L.L.C. is organized as a limited liability company and is classified as an investment bank. The firm's ownership structure is listed as a mix of a domestic entity and an individual. Its profile on record does not indicate that it operates as a capital allocator or provides pension consulting, and it is not identified as a related adviser or a newly formed adviser. Operational attributes on file show the firm is not flagged as an active ESG investor and is not described as a multi-state adviser. The available snapshot does not include details about advisory fee structures, client segments, or specific business lines beyond the investment-bank classification.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Yevgenia Zemlyakova

    Yevgenia Zemlyakova

    COOCRD 4884452

Contacts

3 of 34
  • Maximilian Stone

    Managing DirectorCRD 2246217

  • Edward Fishman

    Edward Fishman

    Managing DirectorCRD 2656095

  • Anne Dinning

    Anne Dinning

    Managing DirectorCRD 2078654

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
2 Manhattan W
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth