CLIENT FIRST INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- WEST BEND, Wisconsin
- CRD number
- 282600
- Registered since
- January 21, 2022
- Custodians
- CHARLES SCHWAB & CO., INC., US BANK GLOBAL FUND SERVICES
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Investment Companies63.19%
- Individuals21.05%
- HNWI15.36%
- Charitable Organizations0.39%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Client First Investment Management LLC is an independent registered investment adviser that provides financial planning and portfolio management to individuals, families and small-business clients, with some institutional relationships. The firm was SEC-registered in 2022 and is organized as an LLC with domestic/individual ownership. Its client-fee model includes percentage-of-AUM charges plus options for hourly and fixed-fee arrangements. Client First notes an insurance-company industry affiliation and does not self-identify as an ESG-focused or multi-state adviser; it also does not act as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Cash & Cash Equivalents5%
- Exchange Traded Equities2%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 8Logan Draeger
Client Experience SpecialistCRD 8148608
JUSTIN KRUEGER
Partner, Head of Financial PlanningCRD 5201537
Bradley Draeger
Financial AdvisorCRD 7273011
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$204M in ETFs
22%
$45.5M
77%
$159M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ADAPTIV SELECT ETF (ADPV) | Active | Large Blend | $100M | 2,381,718 | 49.20% |
Location
WEST BEND, WI
WASHINGTON
Location
WEST BEND, WI
Headquartered in WEST BEND, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- WASHINGTON
- Address
- 215 N Main St
- Time zone
- CT (UTC-6)
- Office locations
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