Client First Investment Management LLC
Firm details
- Headquarters
- West Bend, Wisconsin
- CRD number
- 282600
- Registered since
- January 21, 2022
- Custodians
- CHARLES SCHWAB & CO., INC., US BANK GLOBAL FUND SERVICES
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Investment Companies63.19%
- Individuals21.05%
- HNWI15.36%
- Charitable Organizations0.39%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Client First Investment Management LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm serves individuals, families and some institutional clients, delivering financial planning and portfolio management for individuals and small businesses. Its ownership is domestic/individual. The adviser charges fees on a mix of percentage-of-AUM, hourly and fixed-fee arrangements. Filings indicate the firm is not positioned as a capital allocator into third-party alternative fund platforms and it does not identify as an active ESG investor. An insurance company affiliation is listed among the firm’s industry ties.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Cash & Cash Equivalents5%
- Exchange Traded Equities2%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 8Logan Draeger
Client Experience SpecialistCRD 8148608
Justin Krueger
Partner, Head of Financial PlanningCRD 5201537
Bradley Draeger
Financial AdvisorCRD 7273011
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$231M in ETFs
26%
$59.6M
70%
$172M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ADAPTIV SELECT ETF (ADPV) | Active | Large Blend | $119M | 2,465,652 | 51.54% |
Location
West Bend, WI
Washington
Location
West Bend, WI
Headquartered in West Bend, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Washington
- Address
- 215 N Main St
- Time zone
- CT (UTC-6)
- Office locations
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