HBW RIA SERVICES, LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
2

Firm details

Headquarters
WEST BEND, Wisconsin
CRD number
319056
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

HBW Ria Services, LLC is organized as a limited liability company that operates primarily as a capital allocator and as a selector of third‑party advisers. The firm’s registered advisory activity is focused on choosing outside managers rather than running a traditional retail advisory practice. Its stated business model points to a manager‑of‑managers approach: identifying external asset managers, structuring allocations to those managers, and overseeing ongoing manager relationships and monitoring. The firm is not positioned as an active ESG investor and does not report multi‑state advisory operations. Its fee structure is listed as "Other," which is consistent with customized or non‑standard compensation arrangements often used when dealing with institutional or intermediary relationships rather than retail advisory accounts. HBW Ria Services, LLC is classified as an “Other Investment Adviser” in its industry affiliations, reinforcing the emphasis on intermediary and manager selection activities rather than direct portfolio management of individual clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • DAVID LAKE

    PresidentCRD 1638504

  • DAVID ROSENOW

    Business ManagerCRD 1561780

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WEST BEND, WI

WASHINGTON

Location

WEST BEND, WI

Headquartered in WEST BEND, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
WASHINGTON
Address
1755 W Paradise Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth