1492 CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- MILWAUKEE, Wisconsin
- CRD number
- 148566
- Registered since
- August 5, 2009
- Website
- 1492capitalmanagement.com
- Custodians
- U.S. BANCORP INVESTMENTS, INC., THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI55.99%
- Corporations / Businesses30.66%
- Charitable Organizations11.98%
- Individuals1.37%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
1492 Capital Management, LLC is an independent, SEC-registered registered investment adviser formed as an LLC and active since 2009. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning alongside discretionary portfolio management for individuals, small businesses and institutions. Its fee model includes percentage-of-AUM fees, fixed fees and other arrangements. The firm reports a clear preference for equity investments and does not identify itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Public Funds/Mutual Funds4%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1KATHLEEN DALEY
Chief Compliance Officer and Chief Operations OfficerCRD 2876949
Contacts
3 of 3JOSEPH FROHNA
Founding Principal and Portfolio ManagerCRD 2545291
ADAM FRANCE
Portfolio Manager, PartnerCRD 2921403
TIMOTHY STRACKA
Institutional Equity Sales and Client ServiceCRD 1241682
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$7.7M in ETFs
100%
$7.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 ETF (IWM) | BlackRock | Passive | Small Blend | $3.9M | 15,765 | 50.82% |
Location
MILWAUKEE, WI
MILWAUKEE
Location
MILWAUKEE, WI
Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- MILWAUKEE
- Address
- 111 E Wisconsin Ave
- Time zone
- CT (UTC-6)
- Office locations
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