MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- MILWAUKEE, Wisconsin
- CRD number
- 106288
- Registered since
- December 19, 1994
- Website
- www.morgandempsey.com
- Custodians
- CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.72%
- Investment Companies13.6%
- Corporations / Businesses1.17%
- Charitable Organizations0.51%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Morgan Dempsey Capital Management LLC is an SEC-registered investment adviser formed as a limited liability company and registered in 1994. The firm operates as a capital allocator serving both individual and family clients as well as institutional investors. Its advisory services emphasize discretionary portfolio management across individuals/small businesses, investment companies, and institutional clients, and it also conducts selection of third‑party advisers. Morgan Dempsey charges clients on a percentage‑of‑AUM basis, does not identify as an active ESG investor, and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents8%
- Private Funds6%
Contacts
3 of 4DAVID DURHAM
Investment Adviser RepresentativeCRD 3095088
RYAN HAMILTON
Junior Portfolio ManagerCRD 6163201
MARC DION
PrincipalCRD 1770462
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$16.6M in ETFs
91%
$15M
8%
$1.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $6.1M | 66,598 | 36.81% |
Location
MILWAUKEE, WI
MILWAUKEE
Location
MILWAUKEE, WI
Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- MILWAUKEE
- Address
- 10850 W Park Pl
- Time zone
- CT (UTC-6)
- Office locations
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