UNIPLAN INVESTMENT COUNSEL, INC.

RIASEC RegisteredEst. 2010

Total AUM

$330M

Discretionary

$330M

100% of AUM

Avg account

$756K

Accounts

437

Employees

11

Advisory reps

5

Firm details

Headquarters: MILWAUKEE, Wisconsin
CRD number: 154718
Registered since: September 16, 2010
Website: uniplanic.com
Custodians: UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM
Client types: Individuals69.89%
Pension & Profit Sharing Plans21.82%
Corporations / Businesses6.12%
Charitable Organizations2.17%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Uniplan Investment Counsel, Inc. is a privately owned corporation that has been SEC‑registered since 2010. It serves a mix of individual and family clients as well as institutional clients and charges fees primarily as a percentage of assets under management. The firm lists portfolio management across individuals/small businesses, pooled investment vehicles, and business or institutional clients as its core advisory activities. It identifies as an active ESG investor and does not present itself as a capital allocator or a multi‑state registered adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities97%
Cash & Cash Equivalents2%
Public Funds/Mutual Funds1%

Owners & executives

3 of 4

KRIS JAMISON
President, CEOCRD 2566049
RICHARD IMPERIALE
Founder, Chairman, & CIOCRD 1121650
MARY JACOBSON
Chief Compliance OfficerCRD 6469259

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Contacts

1 of 1

EMILY IMPERIALE
Junior Research AnalystCRD 8233539

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 5

Active vs passive

$37.2M in ETFs

Passive

96%

$35.6M

Active

4%

$1.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
WISDOMTREE FLOATING RATE TREASURY FUND (USFR)	Wisdom Tree	Passive	Ultrashort Bond	$32.7M	649,711	87.96%

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Primary office

MILWAUKEE, WI

MILWAUKEE

Location

MILWAUKEE, WI

Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area: Milwaukee-Racine-Waukesha, WI
Region: Midwest
County: MILWAUKEE
Address: 839 N Jefferson St
Time zone: CT (UTC-6)
Office locations

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