Causeway Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
315829
Registered since
July 11, 2022

Firm profile

FINTRX

Overview

Causeway Securities LLC is organized as a limited liability company with an ownership mix described as foreign entity and individual interests. The firm is classified in the dataset as "Unclassified," and the available disclosures do not include detail on client types, fee schedules, or day-to-day advisory activities. FINTRX flags the firm as not an active ESG investor and indicates it does not operate as a multistate adviser, pension consultant, related adviser, or capital allocator. Public-facing information about the firm’s services, target clients, and investment approach is minimal in the source data. The dataset does not list affiliations, industry awards, or the kinds of advisory engagements the firm conducts, which limits the ability to profile strategy or client focus from these records alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kenneth Cherrier

    Kenneth Cherrier

    Chief Compliance OfficerCRD 3135567

  • Allan Waddell

    Chief Operating OfficerCRD 6269115

  • Conor O'donnell

    Conor O'donnell

    Chief Executive OfficerCRD 7503902

Contacts

3 of 9
  • Julian Bloom

    Julian Bloom

    Managing DirectorCRD 6215843

  • Tyler Goering

    Tyler Goering

    Director, TradingCRD 6221786

  • Leonardo Cassin

    Leonardo Cassin

    Senior Vice PresidentCRD 6325550

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
405 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth