CASEY SECURITIES LLC

Broker-DealerFINRA MemberEst. 1976
Total AUM
Advisory reps
39
Avg account
$0

Firm details

Headquarters
GREENBRAE, California
CRD number
35230
Registered since
December 10, 1976

Firm profile

FINTRX

Overview

Casey Securities LLC is a limited liability company that has been SEC-registered since 1976. The firm is identified in the source as owned by a domestic entity and/or individual owners and is classified as "Unclassified" in the available dataset. The profile indicates Casey Securities does not act as a capital allocator, does not identify as an active ESG investor, and is not registered as a multistate adviser. The record also marks the adviser as not newly formed and not a pension consultant or related adviser. The FINTRX snapshot supplies only high-level structural data; the firm did not provide details on its client base, fee structure, specific business activities, or advisory services in the material supplied.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • ANISH VORA

    Chief Executive OfficerCRD 5466748

  • WILLIE WONG

    Chief Compliance OfficerCRD 4170997

Contacts

3 of 37
  • STEVEN YAMAGATA

    ClerkCRD 2667508

  • CHRISTOS KOUFOMIHALIS

    Floor BrokerCRD 4439286

  • Olivia Kohndrow

    Derivatives SpecialistCRD 7600620

Unlock 34 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENBRAE, CA

MARIN

Location

GREENBRAE, CA

Headquartered in GREENBRAE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
300 Drakes Landing Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth