CANOPY WEALTH MANAGEMENT

RIASEC RegisteredEst. 2018
Total AUM
$1.2B
Discretionary
$1.1B
93% of AUM
Avg account
$442K
Accounts
2,608
Employees
12
Advisory reps
10

Firm details

Headquarters
Middleton, Wisconsin
CRD number
297717
Registered since
August 2, 2018
Website
www.canopy-wealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI88.14%
  • Individuals10.68%
  • Charitable Organizations0.98%
  • Pension & Profit Sharing Plans0.18%
  • Corporations / Businesses0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Canopy Wealth Management is an independent registered investment adviser structured as a limited liability company and SEC-registered since 2018. Ownership is a mix of a domestic entity and individual owners. The firm serves both individual/family and institutional clients, charging fees as a percentage of assets under management alongside hourly fees for certain services. Advisory offerings include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting services, and client education through newsletters and seminars/workshops. Canopy does not identify as an active ESG investor and does not operate as a capital allocator to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 5%, Cash & Cash Equivalents 5%, Private Funds 4%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents5%
  • Private Funds4%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1

  • MARK BUCHANAN

    Chief Operating OfficerCRD 6429435

Contacts

3 of 9

  • Ernest Moosherr

    Client Relationship ManagerCRD 8099267

  • DAVID MUEHL

    Partner, Wealth AdvisorCRD 4375044

  • Trent Hinton

    Associate Wealth AdvisorCRD 8118428

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 120

Active vs passive

$700M in ETFs

Passive

70%

$488M

Active

27%

$212M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV)State StreetPassiveLarge Value$39.5M698,5045.64%
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Location

Primary office

Middleton, WI

DANE

Location

Middleton, WI

Headquartered in Middleton, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
DANE
Address
8215 Greenway Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth