Candeal Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Stuyvesant, New York
CRD number
173523
Registered since
May 3, 2016

Firm profile

FINTRX

Overview

Candeal Securities, LLC is organized as a limited liability company and is registered with the SEC as an investment adviser since 2016. FINTRX characterizes ownership as a mix of a domestic entity and an individual and classifies the firm as unclassified. The firm’s FINTRX profile provides very limited detail about its business model: entries for fee structure, client base, business activities and advisory activities are blank. Available flags on the profile indicate Candeal Securities is not identified as an active ESG investor, is not a capital allocator, is not a multi-state adviser, is not a pension consultant and is not listed as a related adviser. Those items, taken together with the missing operational disclosures, make it difficult to infer a clear client focus or service model from the record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

1 of 1
  • Kathleen Camisa

    FinOpCRD 3239619

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stuyvesant, NY

Columbia

Location

Stuyvesant, NY

Headquartered in Stuyvesant, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Columbia
Address
396 Schoolhouse Rd
Time zone
ET (UTC-5)
Office locations

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