Cache Securities LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
319607
Registered since
February 9, 2023

Firm profile

FINTRX

Overview

Cache Securities LLC is organized as a limited liability company and appears in public records as an SEC-registered adviser since 2023. The firm is listed as having a domestic entity/individual ownership structure and is categorized as "Unclassified" in the snapshot data. Available regulatory attributes indicate Cache Securities is not designated as a capital allocator, is not identified as an active ESG investor, and is not recorded as a multi-state or pension consultant adviser. Public disclosures from the source are minimal: there is no descriptive material about investment strategy, client types, fee schedule, or day-to-day advisory activities. The snapshot is limited to basic organizational and regulatory flags rather than an operational profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Marissa Harris

    Marissa Harris

    Chief Compliance OfficerCRD 5120745

  • Kimberly Johnson

    Kimberly Johnson

    Chief Compliance OfficerCRD 5378831

Contacts

3 of 8
  • Aaron White

    Aaron White

    Head of Investor SolutionsCRD 5668453

  • Elisa Garibay

    Elisa Garibay

    Head of Brokerage OperationsCRD 5154488

  • Rian Goulart

    Rian Goulart

    CRD 7002656

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
921 Front St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth