SOFI SECURITIES LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 151717
- Registered since
- January 18, 2011
- Website
- www.sofi.com
Firm profile
FINTRXOverview
Sofi Securities LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as "Unclassified" and records its owner type as a combination of a domestic entity and an individual. The profile shows the firm does not operate as a capital allocator, is not identified as an active ESG investor, and is not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Disclosure in the FINTRX record is sparse; several standard fields (business activities, advisory activities, client base, fee structure) are not populated. That limited disclosure makes it difficult to infer the firm's primary business model or the range of services it offers from this dataset alone.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Candice Gilman
Chief Compliance OfficerCRD 5226511
Contacts
3 of 152Nikita Shah
Associate ManagerCRD 6283997
Justin Raleigh
Financial AdvisorCRD 4954480
Max Kimball
Financial AdvisorCRD 5293746
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 234 1st St
- Time zone
- PT (UTC-8)
- Office locations
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