SOFI SECURITIES LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
153
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
151717
Registered since
January 18, 2011

Firm profile

FINTRX

Overview

Sofi Securities LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as "Unclassified" and records its owner type as a combination of a domestic entity and an individual. The profile shows the firm does not operate as a capital allocator, is not identified as an active ESG investor, and is not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Disclosure in the FINTRX record is sparse; several standard fields (business activities, advisory activities, client base, fee structure) are not populated. That limited disclosure makes it difficult to infer the firm's primary business model or the range of services it offers from this dataset alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Candice Gilman

    Chief Compliance OfficerCRD 5226511

Contacts

3 of 152
  • Nikita Shah

    Associate ManagerCRD 6283997

  • Justin Raleigh

    Financial AdvisorCRD 4954480

  • Max Kimball

    Financial AdvisorCRD 5293746

Unlock 149 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
234 1st St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth