Sofi Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
150
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
151717
Registered since
January 18, 2011

Firm profile

FINTRX

Overview

Sofi Securities LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as unclassified and records the owner type as a domestic entity and individual. The snapshot indicates the firm is not identified as a capital allocator, not active on ESG investing, and is not listed as a multi-state adviser or a pension consultant. The firm did not provide descriptive information about its business activities, advisory services, client segments, or fee schedules in the provided FINTRX entry.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Lawrence Bohm

    Chief Compliance OfficerCRD 2858316

Contacts

3 of 149
  • Eugene Morris Jr

    Eugene Morris Jr

    Investment SpecialistCRD 5771796

  • Stefanie Swezey

    Stefanie Swezey

    Investment SpecialistCRD 5779400

  • Lauren Anastasio

    Lauren Anastasio

    Wealth ManagementCRD 5785967

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
234 1st St
Time zone
PT (UTC-8)
Office locations

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