Brock Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 122156
- Registered since
- February 14, 2003
- Website
- brocksecurities.com
Firm profile
FINTRXOverview
Brock Securities LLC is organized as a limited liability company and is categorized in FINTRX as an investment bank. The firm is recorded as having registered with the SEC in 2003. Ownership is described as a combination of a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator, not active on ESG investing, not a multi-state adviser, not a pension consultant, and not listed as a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Charles Brock
Chairman and Chief Executive OfficerCRD 5758862
Charles Svenson
President, Chief Executive OfficerCRD 440566
Contacts
3 of 6
Christoph Bene
Managing DirectorCRD 4386028
Jongsoo Lee
Senior Managing DirectorCRD 5434434
Thomas Hopkins
FinOpCRD 1835087
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 505 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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