Broadridge Business Process Outsourcing, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
122
Avg account
$0

Firm details

Headquarters
Edgewood, New York
CRD number
114212
Registered since
January 2, 2002

Firm profile

FINTRX

Overview

Broadridge Business Process Outsourcing, LLC is organized as a limited liability company with ownership described as a mix of a domestic entity and an individual. The firm’s classification is listed as unclassified, and the snapshot data indicates it does not function as a capital allocator. It is not identified as an active ESG investor, and the profile does not portray it as a multi-state adviser, pension consultant, or related adviser. The firm is not flagged as newly formed. The information provided is limited and does not detail advisory services, client segments, fee structures, or specific business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Charles Sax

    Charles Sax

    Chief Financial OfficerCRD 1821188

  • James Kwiatkowski

    James Kwiatkowski

    Chief Executive OfficerCRD 4624517

  • Abhishek Khandelwal

    Abhishek Khandelwal

    Chief Administration OfficerCRD 5177567

Contacts

3 of 119
  • Michael Hlavin

    Michael Hlavin

    Vice PresidentCRD 1228520

  • Miguel Ruiz

    AssociateCRD 1334076

  • Michael Alexander

    Michael Alexander

    President, Wealth ManagementCRD 1428753

Unlock 116 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Edgewood, NY

Suffolk

Location

Edgewood, NY

Headquartered in Edgewood, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
300 Executive Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth