Broadridge Business Process Outsourcing, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
120
Avg account
$0

Firm details

Headquarters
Edgewood, New York
CRD number
114212
Registered since
January 2, 2002

Firm profile

FINTRX

Overview

Broadridge Business Process Outsourcing, LLC is organized as a limited liability company and has been SEC registered since 2002. The firm is registered under an “Unclassified” designation and is identified as a domestic entity/individual owner type. Data indicate the entity does not act as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The company name and registration profile point to a focus on business process outsourcing rather than discretionary asset management or investment advisory services; the available records support that it does not operate as a capital-allocation platform.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Charles Sax

    Charles Sax

    Chief Financial OfficerCRD 1821188

  • James Kwiatkowski

    James Kwiatkowski

    Chief Executive OfficerCRD 4624517

  • Abhishek Khandelwal

    Abhishek Khandelwal

    Chief Administration OfficerCRD 5177567

Contacts

3 of 117
  • Michael Hlavin

    Michael Hlavin

    Vice PresidentCRD 1228520

  • Miguel Ruiz

    AssociateCRD 1334076

  • Michael Alexander

    Michael Alexander

    President, Wealth ManagementCRD 1428753

Unlock 114 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Edgewood, NY

Suffolk

Location

Edgewood, NY

Headquartered in Edgewood, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
300 Executive Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth