Broadridge Business Process Outsourcing, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
121
Avg account
$0

Firm details

Headquarters
Edgewood, New York
CRD number
114212
Registered since
January 2, 2002

Firm profile

FINTRX

Overview

Broadridge Business Process Outsourcing, LLC is a limited liability company that has been SEC-registered since 2002. The firm is owned by a combination of a domestic entity and an individual and is classified in the source data as unclassified. The record identifies the entity as not acting as a capital allocator and not positioning itself as an active ESG investor. Regulatory and service flags in the dataset indicate the firm is not a multistate adviser, not newly formed, not a pension consultant, and not listed as a related adviser. The source does not provide descriptions of its business activities, advisory services, or client base, so the firm’s operating model and client-facing services are not specified in the available information.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Abhishek Khandelwal

    Abhishek Khandelwal

    Chief Administration OfficerCRD 5177567

  • Charles Sax

    Charles Sax

    Chief Financial OfficerCRD 1821188

  • James Kwiatkowski

    James Kwiatkowski

    Chief Executive OfficerCRD 4624517

Contacts

3 of 118
  • John Whittle

    John Whittle

    Senior Operations ExecutiveCRD 6146678

  • Matthew Gurba

    Matthew Gurba

    Operations ManagerCRD 5148061

  • Glenna Reyes

    Accounting SupervisorCRD 3074088

Unlock 115 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Edgewood, NY

Suffolk

Location

Edgewood, NY

Headquartered in Edgewood, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
300 Executive Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth