Brean Capital, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
179
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
23723
Registered since
March 3, 1989

Firm profile

FINTRX

Overview

Brean Capital, LLC is organized as a limited liability company and operates as an investment bank. Ownership is reported to include domestic entities and individual stakeholders. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. It is also not listed as a multistate adviser, a pension consultant, or a related adviser. Public disclosures for Brean Capital are sparse: the firm did not supply details on client segments, advisory services, fee schedules, or specific investment strategies in the provided data. That limits visibility into how the firm sources business, what types of institutional or private clients it serves, and whether it provides family office–style services or discretionary portfolio management.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Robert Fine

    Robert Fine

    Chief Executive OfficerCRD 1450313

  • Arnold Sarabella

    Arnold Sarabella

    Chief Financial OfficerCRD 1717059

  • John Ryding

    John Ryding

    Chief Economic AdvisorCRD 2452431

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Contacts

3 of 173
  • Christopher Vaky

    Fixed Income SalesCRD 5661405

  • Mina Yang

    Mina Yang

    Managing DirectorCRD 4825770

  • Justin Hoogendoorn

    Justin Hoogendoorn

    Managing DirectorCRD 4717052

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
505 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth