BALEEN CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2021
Total AUM
$169M
Discretionary
$169M
100% of AUM
Avg account
$56.2M
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
LAS VEGAS, Nevada
CRD number
311438
Registered since
September 2, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Baleen Capital Management LLC is a small, institutional-focused adviser that manages pooled investment vehicles and serves in sponsor/GP and managing member roles for those funds. The firm is structured as a limited liability company and registered with the SEC in 2021. Its advisory activity is centered on portfolio management for pooled investment vehicles, and its fee model combines a percentage-of-AUM management fee with performance-based fees, indicating an active, incentive-aligned approach to portfolio management. The firm does not report active ESG engagement. Baleen’s client base and business model point to concentrated, institution-style relationships rather than a broad retail platform: it primarily advises institutional investors through a small number of pooled vehicles and stands up and manages those vehicles directly as sponsor and general partner.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • FANG LI

    FounderCRD 7307083

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LAS VEGAS, NV

CLARK

Location

LAS VEGAS, NV

Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
10845 Griffith Peak Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth