Axos Invest, Inc
Firm details
- Headquarters
- Las Vegas, Nevada
- CRD number
- 150953
- Registered since
- June 25, 2014
- Website
- www.axos.com
- Custodians
- AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals97.84%
- HNWI2.16%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Axos Invest, Inc. is an SEC-registered corporate RIA (registered in 2014) organized to provide portfolio management primarily for individual and family clients, including small businesses. It operates as a non-independent retail adviser and charges clients via both percentage-of-AUM and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not listed as a capital allocator; its advisory focus is direct portfolio management rather than running separate investment funds. Industry linkages include relationships with a broker‑dealer, other investment adviser entities, and a banking or thrift institution, which is consistent with its custody ties.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Derrick Walsh
Executive Vice President & Chief Financial OfficerCRD 5945902
James Thomas
Chief Investment OfficerCRD 7172635
Contacts
3 of 12Morry Morales
Licensed Relationship ManagerCRD 7166014
James Goldstein
AVPCRD 4064878
Hunter Bremer
Market Risk AnalystCRD 6724990
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$146M in ETFs
94%
$138M
0%
$8.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $40.3M | 57,889 | 27.69% |
Location
Las Vegas, NV
Clark
Location
Las Vegas, NV
Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- Clark
- Address
- 9205 W Russell Rd
- Time zone
- PT (UTC-8)
- Office locations
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