AXOS INVEST, INC
Firm details
- Headquarters
- LAS VEGAS, Nevada
- CRD number
- 150953
- Registered since
- June 25, 2014
- Website
- www.axos.com
- Custodians
- AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals97.84%
- HNWI2.16%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Axos Invest, Inc. is a corporate-structured registered adviser that focuses on portfolio management for individual and small business clients. The firm serves individual and family clients and charges clients via a percentage-of-AUM model and fixed fees. It does not characterize itself as an active ESG investor and is not identified as a multi-state adviser in the snapshot data. Business activities include advisory portfolio management; the firm also has industry affiliations that span broker-dealer, other investment adviser, and banking or thrift institution relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2DERRICK WALSH
Executive Vice President & Chief Financial OfficerCRD 5945902
JAMES THOMAS
Chief Investment OfficerCRD 7172635
Contacts
3 of 13MORRY MORALES
Licensed Relationship ManagerCRD 7166014
James Goldstein
AVPCRD 4064878
Emily Yu
Relationship ManagerCRD 7816948
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$139M in ETFs
94%
$131M
0%
$8.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $33.5M | 523,151 | 24.05% |
Location
LAS VEGAS, NV
CLARK
Location
LAS VEGAS, NV
Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- CLARK
- Address
- 9205 W Russell Rd
- Time zone
- PT (UTC-8)
- Office locations
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