BALBEC CAPITAL MANAGEMENT LP

RIASEC RegisteredEst. 2016
Total AUM
$8B
Discretionary
$7.4B
92% of AUM
Avg account
$347M
Accounts
23
Employees
150
Advisory reps
7

Firm details

Headquarters
Scottsdale, Arizona
CRD number
284363
Registered since
December 16, 2016
Website
balbec.com
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles92.33%
  • Insurance Companies7.67%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Balbec Capital Management LP is a limited partnership that operates as a specialist manager and sponsor concentrated on private funds and pooled investment vehicles, with an institutional client focus. The firm registered with the SEC in 2016 and reports portfolio management for pooled investment vehicles as well as portfolio management for businesses and institutions. Its revenue model includes both AUM-based fees and performance-linked fees. The firm does not identify as an active ESG investor and reports a single-state adviser footprint on its filings. Balbec also performs sponsor and general partner roles: its regulatory filings list affiliations as a law firm and as sponsor, GP, and managing member of pooled vehicles. That positioning indicates the firm structures and manages closed‑end vehicles in addition to allocating to external managers.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 5
  • PHILIP DANIELS

    Founding Partner & Chief Investment OfficerCRD 4322314

  • CHARLES RUSBASAN

    Founding Partner & Chief Executive OfficerCRD 2341939

  • BRETT NIEHAUS

    Chief Corporate OfficerCRD 5941411

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Contacts

2 of 2
  • JEFF PADDEN

    Founding PartnerCRD 6694872

  • WARREN SPECTOR

    ChairmanCRD 1216931

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
7114 E Stetson Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth