Baader Helvea Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
132007
Registered since
November 30, 2004

Firm profile

FINTRX

Overview

Baader Helvea Inc. is organized as a corporation and has been SEC-registered since 2004. Ownership is listed as a mix of a foreign entity and an individual. The firm's classification in the source data is unclassified, and the profile does not identify it as a capital allocator. Flags in the record indicate it is not an active ESG investor, not a multi-state adviser, not a pension consultant, not a related adviser, and not newly formed. The dataset does not provide details on client segments, fee arrangements, or the specific advisory and business activities Baader Helvea conducts.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Morgan Esq Deane

    Chief Executive OfficerCRD 6116799

  • Oliver Riedel

    Deputy Chief Executive OfficerCRD 4680070

Contacts

3 of 10
  • Steven Bender

    FinOpCRD 2650187

  • Stephan Lueck

    Stephan Lueck

    DirectorCRD 1517054

  • Jochen Ammer

    Managing DirectorCRD 2151302

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth