BAADER HELVEA INC.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
132007
Registered since
November 30, 2004

Firm profile

FINTRX

Overview

Baader Helvea Inc. is organized as a corporation and has been registered with the SEC since 2004. Public records list its ownership as a combination of a foreign entity and an individual and classify the firm as unclassified rather than under a standard RIA subtype. Available data indicates the firm is not categorized as a capital allocator and is not flagged as an active ESG investor. It is not listed as a multi-state adviser, newly formed adviser, pension consultant, or a related adviser. The dataset supplied does not include details on the firm’s fee model, specific advisory activities, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • OLIVER RIEDEL

    Deputy Chief Executive OfficerCRD 4680070

  • MORGAN ESQ DEANE

    Chief Executive OfficerCRD 6116799

Contacts

3 of 10
  • Sonja Schlagbauer

    CRD 8229927

  • Gregory Hintze

    Registered RepresentativeCRD 4283552

  • Henry Taylor

    Registered RepresentativeCRD 6926270

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth