AXIS CAPITAL USA, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
293368
Registered since
May 15, 2019

Firm profile

FINTRX

Overview

Axis Capital USA, LLC is organized as a limited liability company and appears in SEC records with registration dating to 2019. Ownership is reported as a combination of a foreign entity and an individual. In the dataset the firm is classified as "Unclassified." The profile flags several negative indicators: the firm is not identified as a capital allocator, is not an active ESG investor, and is not listed as a multi‑state adviser, newly formed adviser, pension consultant, or related adviser. Public filings in the source provide minimal detail about the firm’s client mix, fee arrangements, or specific advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alok Chokhani

    CEO and DirectorCRD 6916939

Contacts

3 of 3
  • LUIS GOBERNA

    PrincipalCRD 7152621

  • Erin Baskett

    CCO, PrincipalCRD 4538604

  • JOHN GRAY

    FinOpCRD 1367440

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
405 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth