Astoria Capital Markets, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Roslyn, New York
CRD number
45349
Registered since
November 30, 1998

Firm profile

FINTRX

Overview

Astoria Capital Markets, Inc. is a privately held corporation that has been SEC-registered since 1998. The firm is owned by an individual and is listed in the source data without a specific industry classification. Public filings and the source dataset provide only limited operational detail. Astoria is not identified as a capital allocator, does not report being an active ESG investor, and is not flagged as a multistate adviser, newly formed adviser, pension consultant, or related adviser. The firm reports multiple office locations but does not disclose addresses, business lines, advisory services, client types, fee arrangements, assets under management, or public holdings in the available data.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 3
  • John Sutton

    PresidentCRD 1281876

  • Michael Daly

    Registered RepresentativeCRD 4684416

  • Carolyn Carty

    FinOpCRD 1935528

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Roslyn, NY

Nassau

Location

Roslyn, NY

Headquartered in Roslyn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
18 Capril Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth