Astoria Capital Markets, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Roslyn, New York
CRD number
45349
Registered since
November 30, 1998

Firm profile

FINTRX

Overview

Astoria Capital Markets, Inc. is organized as a corporation and appears on SEC records dating back to 1998. Ownership is listed as individual and the firm is categorized in the snapshot as "Unclassified," with limited public detail on its lines of business or advisory model. The firm’s FINTRX profile indicates several negative flags in categorical fields: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not listed as a related adviser. The snapshot does not disclose fee structures, specific advisory activities, or a described client base.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • John Sutton

    PresidentCRD 1281876

  • Michael Daly

    Registered RepresentativeCRD 4684416

  • Carolyn Carty

    FinOpCRD 1935528

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Roslyn, NY

Nassau

Location

Roslyn, NY

Headquartered in Roslyn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
18 Capril Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth