ARK Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
East Palo Alto, California
CRD number
246787
Registered since
November 3, 2015

Firm profile

FINTRX

Overview

ARK Securities LLC is a limited liability company that registered with the SEC in 2015. The firm's ownership is listed as a combination of a domestic entity and an individual. Publicly available data classifies the firm as unclassified and indicates it does not act as a capital allocator. The record also flags that the firm is not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not identified as a related adviser. The firm has not provided detailed disclosures on its advisory activities, business model, client segments, or fee schedules in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Shen Lu

    Shen Lu

    Chief Operating OfficerCRD 4640530

  • David Bunt

    David Bunt

    Chief Compliance OfficerCRD 2201693

Contacts

3 of 3
  • Tianyu Ye

    Tianyu Ye

    Brokerage Operations SpecialistCRD 6434349

  • Micah Taylor

    Micah Taylor

    Co-FounderCRD 2890693

  • John Gray

    John Gray

    FinOpCRD 1367440

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

East Palo Alto, CA

San Mateo

Location

East Palo Alto, CA

Headquartered in East Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
1950 University Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth