ARK Securities LLC
Firm details
- Headquarters
- East Palo Alto, California
- CRD number
- 246787
- Registered since
- November 3, 2015
Firm profile
FINTRXOverview
ARK Securities LLC is organized as a limited liability company and has been SEC-registered since 2015. The firm is classified as an investment bank and placement agent rather than a discretionary asset manager or capital allocator. Ownership is recorded as a mix of a domestic entity and an individual. The firm is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Operational details such as fee schedules, specific advisory services, or business activity descriptions were not disclosed in the available record. The public profile points toward transactional and capital-raising roles consistent with placement-agent activity rather than ongoing portfolio management.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Shen Lu
Chief Operating OfficerCRD 4640530

David Bunt
Chief Compliance OfficerCRD 2201693
Contacts
3 of 3
Tianyu Ye
Brokerage Operations SpecialistCRD 6434349
John Gray
FinOpCRD 1367440

Micah Taylor
Co-FounderCRD 2890693
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
East Palo Alto, CA
San Mateo
Location
East Palo Alto, CA
Headquartered in East Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 1950 University Ave
- Time zone
- PT (UTC-8)
- Office locations
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