ARK SECURITIES LLC

Overview

ARK Securities LLC is an LLC-style advisory firm that registered with the SEC in 2015. Public filings and the FINTRX snapshot classify the firm as unclassified and identify its ownership as a mix of a domestic entity and an individual. The dataset contains limited disclosure on the firm’s business lines, client segments, fee schedules or advisory activities. FINTRX flags several negative designations rather than specialties: the firm is not listed as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant and is not reported as a related adviser. Those attributes, combined with the sparse public detail, suggest the firm does not present itself as a traditional asset allocator or a national multi-state platform.

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Investments & Alternatives

Location & Offices