ARK Securities LLC
Firm details
- Headquarters
- East Palo Alto, California
- CRD number
- 246787
- Registered since
- November 3, 2015
Firm profile
FINTRXOverview
ARK Securities LLC is a limited liability company that appears in SEC records with an initial registration in 2015. The firm is listed as owned by a combination of a domestic entity and an individual and is classified in the database as "unclassified." The FINTRX entry provides minimal detail about business lines, client types, fee schedules, or specific advisory activities. The record also indicates ARK Securities LLC is not identified as an active ESG investor, is not a multi-state adviser, and is not designated as a capital allocator, pension consultant, or related adviser. Public disclosures in the dataset do not include descriptions of investment strategy, sector focus, or manager allocation preferences, so the firm’s operational role beyond its legal form and registration year is not discernible from the available information.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Shen Lu
Chief Operating OfficerCRD 4640530
David Bunt
Chief Compliance OfficerCRD 2201693
Contacts
3 of 3
Tianyu Ye
Brokerage Operations SpecialistCRD 6434349

Micah Taylor
Co-FounderCRD 2890693
John Gray
FinOpCRD 1367440
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
East Palo Alto, CA
San Mateo
Location
East Palo Alto, CA
Headquartered in East Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 1950 University Ave
- Time zone
- PT (UTC-8)
- Office locations
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