Arctic Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
174423
Registered since
August 4, 2015

Firm profile

FINTRX

Overview

Arctic Securities LLC is organized as a limited liability company and has been SEC-registered since 2015. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or asset manager. Ownership is listed as a combination of a foreign entity and an individual. The dataset does not indicate that Arctic Securities functions as a capital allocator or an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The input does not include details on fee models, client segments, or specific advisory or business activities; the available attributes point toward investment banking activity rather than retail wealth-management or fiduciary asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Audun Hoen

    Audun Hoen

    Chief Executive OfficerCRD 4940711

  • Peter Wessel

    Peter Wessel

    Chief Executive OfficerCRD 7411616

Contacts

3 of 5
  • Hans Eriksson

    Hans Eriksson

    Equity Sales TraderCRD 4103506

  • James Ahlfeld

    FinOpCRD 4955796

  • Bjorn Oiestad

    Bjorn Oiestad

    Credit Sales & TradingCRD 7513937

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
45 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth