ALLOCATIONS SECURITIES
Firm details
- Headquarters
- SANTA ROSA, California
- CRD number
- 317750
- Registered since
- December 21, 2022
Firm profile
FINTRXOverview
Allocations Securities, LLC is an SEC-registered advisory firm that appears in public records with registration effective in 2022. The firm is organized as a limited liability company and is listed as having both a domestic entity and an individual as owners. The firm's profile is sparse: it is categorized as "unclassified" and is not marked as a capital allocator, active ESG investor, multi-state adviser, pension consultant, or related adviser. FINTRX data does not disclose the firm's fee arrangements, specific advisory activities, client segments, or broader business lines.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2KURT NUNEZ
Chief Compliance OfficerCRD 4327653
JAMES RICHARDS
Chief Financial OfficerCRD 2680389
Contacts
1 of 1RICHARD THOMS
DirectorCRD 6292727
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SANTA ROSA, CA
SONOMA
Location
SANTA ROSA, CA
Headquartered in SANTA ROSA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SONOMA
- Address
- 3558 Round Barn Blvd
- Time zone
- PT (UTC-8)
- Office locations
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