Allen Wealth Management, LLC

RIASEC Registered

Total AUM

$664M

Discretionary

$523M

79% of AUM

Avg account

$244K

Accounts

2,725

Employees

7

Advisory reps

4

Firm details

Headquarters: Boone, North Carolina
CRD number: 133038
Registered since: June 20, 2005
Website: www.allenwealthmanagement.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NH
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI67.06%
Individuals32.21%
Charitable Organizations0.73%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Allen Wealth Management, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2005. The firm advises both individuals and families as well as institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model is a combination of percentage-of-AUM billing and hourly charges. Allen Wealth Management lists professional connections with an accountant and an insurance company, and it does not position itself as an ESG-focused or multi-state advisory firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds30%
Exchange Traded Equities20%
State & Local Bonds10%
Investment Grade Corp Bonds10%
Non-Investment Grade Corp Bonds10%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 11

Active vs passive

$183M in ETFs

Passive

89%

$163M

Active

11%

$19.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD MORNINGSTAR VALUE INDEX FUND (VTV)	Vanguard	Passive	Large Value	$37.2M	172,058	20.34%

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Primary office

Boone, NC

Watauga

Location

Boone, NC

Headquartered in Boone, NC, in the South of the United States.

Region: South
County: Watauga
Address: 980 Highway 105
Time zone: ET (UTC-5)
Office locations

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