Adelphi Stock Brokers

Broker-DealerFINRA MemberEst. 2021
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Sands Point, New York
CRD number
309048
Registered since
October 13, 2021

Firm profile

FINTRX

Overview

Adelphi Stock Brokers is organized as a corporation and is recorded as SEC-registered in 2021. Public filings list the firm as owned by an individual and classified as "unclassified" in the available dataset. The firm is not identified as a capital allocator and does not report itself as an active ESG investor. It is also not designated as a multi-state adviser, a pension consultant, or a related adviser. The firm did not supply descriptive detail about its advisory activities, fee model, target client segments, or investment process in the source data. That limits visibility into how it positions itself in the market or how it sources and manages client capital.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Donald Pollard

    Donald Pollard

    CEO and CCOCRD 2181631

  • Victor Samuel

    Victor Samuel

    Founder and CEOCRD 2823668

Contacts

3 of 6
  • Kenneth George

    Kenneth George

    FinOpCRD 2643369

  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • James Oates

    James Oates

    ConsultantCRD 1193394

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sands Point, NY

Nassau

Location

Sands Point, NY

Headquartered in Sands Point, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
40 Cornwall Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth