Adelphi Stock Brokers

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Sands Point, New York
CRD number
309048
Registered since
October 13, 2021

Firm profile

FINTRX

Overview

Adelphi Stock Brokers is organized as a corporation and appears in public filings as an SEC-registered adviser since 2021. Ownership is listed as an individual rather than an institutional owner, and the firm is classified in the dataset as "Unclassified." The record indicates the firm is not a capital allocator and is not flagged as an active ESG investor. The dataset provides very limited operational detail. Fields for business activities, advisory activities, client base, and fee structure are not populated in the source, and the firm is not identified as a multistate adviser, pension consultant, related adviser, or a newly formed adviser. The available disclosures are sparse, which makes it difficult to characterize the firm's target clients, service model, or advisory offerings from the provided data alone.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Donald Pollard

    Donald Pollard

    CEO and CCOCRD 2181631

  • Victor Samuel

    Victor Samuel

    Founder and CEOCRD 2823668

Contacts

3 of 6
  • Sandra Clarke

    Sandra Clarke

    Managing DirectorCRD 7607103

  • James Oates

    James Oates

    ConsultantCRD 1193394

  • Rahul Dasari

    Rahul Dasari

    Corporate Development AnalystCRD 8044801

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sands Point, NY

Nassau

Location

Sands Point, NY

Headquartered in Sands Point, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
40 Cornwall Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth