ACT Securities, LLC

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
3
Advisory reps
4

Firm details

Headquarters
Mercer Island, Washington
CRD number
297652
Fee structure
Other

Firm profile

FINTRX

Overview

ACT Securities, LLC is a limited liability company operating as an institutional registered investment adviser. The firm is owned by an individual and is state-registered in California, Georgia, Oregon and Washington. FINTRX classifies it as an institutional RIA with an "other" fee structure; specific client segments and advisory activities are not listed in the available data. The firm is not identified as an active ESG investor and is not flagged as a multi-state adviser despite its multiple state registrations. ACT Securities has industry linkages beyond advisory activity: it reports affiliations with a broker-dealer and with a banking or thrift institution. The profile does not detail whether the firm acts as a capital allocator; FINTRX marks the capital allocator indicator as "No."

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

  • Robert Hild

    Robert Hild

    Chairman & CEOCRD 6110956

Contacts

2 of 2
  • Stephen Spencer

    Stephen Spencer

    Managing DirectorCRD 4551629

  • Pavel Hajek

    Pavel Hajek

    Managing DirectorCRD 8209520

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mercer Island, WA

King

Location

Mercer Island, WA

Headquartered in Mercer Island, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
7525 Se 24th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth