ACT Securities, LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
3
Advisory reps
5

Firm details

Headquarters
Mercer Island, Washington
CRD number
297652
Fee structure
Other

Firm profile

FINTRX

Overview

ACT Securities, LLC is organized as a limited liability company and is classified in FINTRX as an institutional registered investment adviser. The firm is owned by an individual and is noted as having a nonstandard fee structure (“Other”). It is not identified as a capital allocator and is not marked as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The record indicates the firm does not position itself as an active ESG investor. ACT Securities shows industry linkages with both a broker‑dealer and a banking/thrift institution. The SEC registration year is not listed in the provided data.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sarah Westbrook

    Sarah Westbrook

    Chief Compliance OfficerCRD 4751500

  • Robert Hild

    Robert Hild

    Chairman & CEOCRD 6110956

Contacts

3 of 3
  • Stephen Spencer

    Stephen Spencer

    Managing DirectorCRD 4551629

  • Stephanie Nicklaus

    Stephanie Nicklaus

    Investment Adviser RepresentativeCRD 8175454

  • Pavel Hajek

    Pavel Hajek

    Managing DirectorCRD 8209520

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mercer Island, WA

King

Location

Mercer Island, WA

Headquartered in Mercer Island, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
7525 Se 24th St
Time zone
PT (UTC-8)
Office locations

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