503 CAPITAL PARTNERS, LLC

RIASEC RegisteredEst. 2024
Total AUM
$636M
Discretionary
$636M
100% of AUM
Avg account
$45.5M
Accounts
14
Employees
14
Advisory reps
3

Firm details

Headquarters
LEAWOOD, Kansas
CRD number
327580
Registered since
May 30, 2024
Custodians
CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles61.68%
  • HNWI33.59%
  • Charitable Organizations4.74%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

503 Capital Partners, LLC is an SEC-registered investment adviser organized as an LLC and classified as a hedge fund manager. The firm provides portfolio management for individuals and small businesses, pooled investment vehicles, and institutional clients, and it acts as sponsor, general partner and managing member for pooled vehicles it runs. Its fee schedule combines a percentage-of-AUM charge with performance-based fees, which aligns compensation with active, return-seeking strategies. Investment activity shows a clear fixed-income tilt at the managed-account level, with a sizable municipal bond allocation. At the same time, the firm runs multiple private funds and deploys capital into alternative strategies, indicating a blended approach that pairs traditional income-generating instruments with opportunistic, manager-driven alternatives. 503 Capital’s structure and business activities signal a focus on running pooled hedge fund strategies alongside discretionary advisory mandates for high-net-worth and institutional clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 88%, Cash & Cash Equivalents 7%, Non-Investment Grade Corp Bonds 5%88%
  • State & Local Bonds88%
  • Cash & Cash Equivalents7%
  • Non-Investment Grade Corp Bonds5%

Owners & executives

1 of 1
  • David Sifford

    CIO and Managing PartnerCRD 7833660

Contacts

2 of 2
  • KATHERINE MOORE

    Managing PartnerCRD 5393729

  • GARY HENSON

    Managing PartnerCRD 2130871

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LEAWOOD, KS

JOHNSON

Location

LEAWOOD, KS

Headquartered in LEAWOOD, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
4000 W 114th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth