NORMANDY INVESTMENT ADVISORS

RIASEC RegisteredEst. 2021
Total AUM
$273M
Discretionary
$273M
100% of AUM
Avg account
$375K
Accounts
729
Employees
5
Advisory reps
5

Firm details

Headquarters
LEAWOOD, Kansas
CRD number
316321
Registered since
September 15, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI70.92%
  • Individuals25.9%
  • Corporations / Businesses2.67%
  • Charitable Organizations0.51%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Normandy Investment Advisors is an independent, SEC-registered RIA that began registration in 2021 and is owned by an individual. The firm serves both individual/family and institutional clients and bills using a mix of percentage-of-AUM and fixed fees. Its advisory services, as described on its ADV, include financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Normandy does not identify as an active ESG investor and is not characterized on its filings as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 18%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Other 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%
  • Other1%

Owners & executives

1 of 1
  • THOMAS LAMING

    Chief Investment OfficerCRD 2076513

Contacts

3 of 4
  • ERIC MCCARVER

    Financial AdvisorCRD 2738830

  • JEFFREY TUDAS

    Founder and PrincipalCRD 4249199

  • BRENT CASWELL

    PrincipalCRD 5753289

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LEAWOOD, KS

JOHNSON

Location

LEAWOOD, KS

Headquartered in LEAWOOD, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
12728 State Line Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth