Normandy Investment Advisors
Firm details
- Headquarters
- Leawood, Kansas
- CRD number
- 316321
- Registered since
- September 15, 2021
- Website
- normandyia.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI70.92%
- Individuals25.9%
- Corporations / Businesses2.67%
- Charitable Organizations0.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Normandy Investment Advisors is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC registered (registered in 2021) and serves both individual/family and institutional clients. Its stated advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Normandy charges a mix of percentage-of-AUM and fixed fees and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities18%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
- Other1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$205M in ETFs
81%
$165M
19%
$40M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES FLOATING RATE BOND ETF (FLOT) | BlackRock | Passive | Ultrashort Bond | $28.5M | 558,608 | 13.91% |
Location
Leawood, KS
Johnson
Location
Leawood, KS
Headquartered in Leawood, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 12728 State Line Rd
- Time zone
- CT (UTC-6)
- Office locations
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