RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

SCHWARTZ INVESTMENT COUNSEL INC

RIA

PLYMOUTH, MI

AUM $3.8BTEAM 20REPS 9

INTEGRAL ILS LTD.

RIA

HAMILTON

AUM $3.8BTEAM 15REPS 5

HOLBROOK HOLDINGS, INC.

RIA

Atlanta, GA

AUM $3.8BTEAM 14REPS 6

SENTINEL FUND ADVISORS, INC.

RIA

New York, NY

AUM $3.8BTEAM 178REPS 5

HEALTHCARE ROYALTY MANAGEMENT, LLC

RIA

STAMFORD, CT

AUM $3.8BTEAM 23REPS 5

FAS WEALTH PARTNERS, INC.

RIA

LEAWOOD, KS

AUM $3.8BTEAM 33REPS 22

M-ONE CAPITAL

RIA

OMAHA, NE

AUM $3.8BTEAM 31REPS 7

NEOS PARTNERS, LP

RIA

SAN DIEGO, CA

AUM $3.8BTEAM 34REPS 3

PLEXUS CAPITAL

RIA

RALEIGH, NC

AUM $3.8BTEAM 50REPS 13

GFS ADVISORS LLC

RIA

HOUSTON, TX

AUM $3.8BTEAM 11REPS 11

BEAUMONT FINANCIAL PARTNERS

RIA

NEEDHAM, MA

AUM $3.8BTEAM 24REPS 18

10TH LANE PARTNERS, LP

RIA

New York, NY

AUM $3.8BTEAM 46REPS 4

VECTOR CAPITAL MANAGEMENT, L.P.

RIA

SAN FRANCISCO, CA

AUM $3.8BTEAM 51REPS 3

FOREST CAPITAL MANAGEMENT, LLC

RIA

CHICAGO, IL

AUM $3.8BTEAM 11REPS 7

KINGSWOOD CAPITAL MANAGEMENT, L.P.

RIA

Los Angeles, CA

AUM $3.8BTEAM 33REPS 2

AVANATH CAPITAL MANAGEMENT, LLC

RIA

IRVINE, CA

AUM $3.7BTEAM 103REPS 4

TRANSWESTERN INVESTMENTS

RIA

DALLAS, TX

AUM $3.7BTEAM 31REPS 10

CFT CAPITAL MANAGEMENT, LLC

RIA

Los Angeles, CA

AUM $3.7BTEAM 13REPS 2

HOWLAND CAPITAL MANAGEMENT LLC

RIA

BOSTON, MA

AUM $3.7BTEAM 35REPS 17

TRB WEALTH MANAGEMENT, LLC

RIA

HOUSTON, TX

AUM $3.7BTEAM 15REPS 16

ARGOSY CAPITAL

RIA

WAYNE, PA

AUM $3.7BTEAM 82REPS 4

ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

RIA

New York, NY

AUM $3.7BTEAM 32REPS 3

BOK FINANCIAL PRIVATE WEALTH, INC.

RIA

DENVER, CO

AUM $3.7BTEAM 37REPS 30

PROTERRA INVESTMENT PARTNERS LP

RIA

MINNEAPOLIS, MN

AUM $3.7BTEAM 61REPS 8

Other AUM ranges

FINTRX platform

Need contacts and allocation intelligence for these firms?

Request a demo