RIAs: $1B – $5B AUM
3,229 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.
M-One Capital
RIAOmaha, NE
AUM $3.8BTEAM 31REPS 7
Neos Partners, LP
RIASan Diego, CA
AUM $3.8BTEAM 34REPS 3
Plexus Capital
RIARaleigh, NC
AUM $3.8BTEAM 50REPS 13
GFS Advisors LLC
RIAHouston, TX
AUM $3.8BTEAM 11REPS 11
Bedford Ridge Capital
RIANew York, NY
AUM $3.8BTEAM 5REPS 4
Beaumont Financial Partners
RIANeedham, MA
AUM $3.8BTEAM 24REPS 18
10th Lane Partners, LP
RIANew York, NY
AUM $3.8BTEAM 46REPS 4
Vector Capital Management, L.P.
RIASan Francisco, CA
AUM $3.8BTEAM 51REPS 3
Forest Capital Management, LLC
RIAChicago, IL
AUM $3.8BTEAM 11REPS 7
Kingswood Capital Management, L.P.
RIALos Angeles, CA
AUM $3.8BTEAM 33REPS 2
Avanath Capital Management, LLC
RIAIrvine, CA
AUM $3.7BTEAM 103REPS 4
Transwestern Investments
RIADallas, TX
AUM $3.7BTEAM 31REPS 10
CFT Capital Management, LLC
RIALos Angeles, CA
AUM $3.7BTEAM 13REPS 3
Howland Capital Management LLC
RIABoston, MA
AUM $3.7BTEAM 35REPS 17
TRB Wealth Management, LLC
RIAHouston, TX
AUM $3.7BTEAM 15REPS 13
Schwartz Investment Counsel Inc
RIAPlymouth, MI
AUM $3.7BTEAM 20REPS 9
Annaly Credit Opportunities Management LLC
RIANew York, NY
AUM $3.7BTEAM 32REPS 3
Argosy Capital
RIAWayne, PA
AUM $3.7BTEAM 82REPS 4
BOK Financial Private Wealth, Inc.
RIADenver, CO
AUM $3.7BTEAM 37REPS 33
Proterra Investment Partners LP
RIAMinneapolis, MN
AUM $3.7BTEAM 61REPS 8
Falfurrias Management Partners LP
RIACharlotte, NC
AUM $3.7BTEAM 55REPS 3
Popular Asset Management
RIASan Juan, PR
AUM $3.7BTEAM 15REPS 18
Oncap Management Partners L.P.
RIAToronto
AUM $3.7BTEAM 174REPS 5
Wealth Management
RIANorfolk, NE
AUM $3.7BTEAM 61REPS 47
Other AUM ranges
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