ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

RIASEC RegisteredEst. 2018
Total AUM
$3.7B
Discretionary
$3.7B
100% of AUM
Avg account
$1.9B
Accounts
2
Employees
32
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
299542
Registered since
December 6, 2018
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other85.95%
  • Pooled Investment Vehicles14.05%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Annaly Credit Opportunities Management LLC is a limited liability company that manages securitized-credit strategies for institutional investors. The firm operates primarily as a manager of pooled investment vehicles and provides portfolio management services to businesses and institutions. It functions in the capacity of a commodity pool operator/commodity trading advisor (CPO/CTA) and also serves in sponsor and general-partner roles for pooled vehicles it manages. The firm’s mandate centers on securitized asset opportunities — credit-sensitive, structured products tied to real estate and other asset-backed exposures. Its commercial model combines a percentage-of-AUM fee with performance-based fees, reflecting a performance-oriented allocation to credit and securitized strategies. Annaly Credit Opportunities Management LLC is not an ESG-focused manager and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 94%, Cash & Cash Equivalents 5%, Derivatives 1%94%
  • Other94%
  • Cash & Cash Equivalents5%
  • Derivatives1%

Owners & executives

3 of 3
  • SARAH D'AMICO

    Chief Compliance OfficerCRD 5836382

  • Serena Wolfe

    CFOCRD 7209303

  • ANTHONY GREEN

    Chief Corporate OfficerCRD 6128611

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1211 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth