MIDOCEAN US ADVISOR, L.P.

RIASEC RegisteredEst. 2009
Total AUM
$3.7B
Discretionary
$3.6B
96% of AUM
Avg account
$370M
Accounts
10
Employees
40
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
151488
Registered since
October 14, 2009
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Midocean US Advisor, L.P. is a limited partnership that operates primarily as a private equity fund manager and adviser to pooled investment vehicles. The firm targets institutional clients and runs a compact, concentrated business: it serves a small number of large relationships and acts as sponsor/GP and portfolio manager for closed-end funds. Its activity combines fund-level portfolio management with commodity pool operator/commodity trading advisor (CPO/CTA) responsibilities, indicating hands-on oversight of leveraged or structured vehicles as well as traditional private fund governance. The firm charges a mix of percentage-of-AUM and performance-based fees, aligning its compensation with fund returns. It identifies as an active ESG investor, which suggests integration of environmental, social, and governance considerations into deal selection, monitoring or portfolio construction. Midocean US Advisor also functions as a related adviser to affiliated entities, consistent with a structure that sponsors and manages multiple private funds rather than offering broad retail wealth management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • ANDREW SPRING

    Chief Financial Officer, Managing Director, Portfolio ManagerCRD 4743071

  • JAMES VIRTUE

    CEOCRD 1236163

  • DEBORAH HODGES

    Chief Operating Officer and Managing DirectorCRD 4632412

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
245 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth