TRB WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2020
Total AUM
$3.7B
Discretionary
$3.7B
100% of AUM
Avg account
$4M
Accounts
934
Employees
15
Advisory reps
16

Firm details

Headquarters
HOUSTON, Texas
CRD number
309370
Registered since
July 23, 2020
Website
www.texasregionalbank.com
Custodians
U.S. BANK, N.A., CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • State / Municipal Government62.35%
  • Corporations / Businesses17.64%
  • HNWI14.4%
  • Individuals4.02%
  • Pension & Profit Sharing Plans1.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

TRB Wealth Management, LLC is an SEC-registered advisory firm (registered in 2020) that operates as a limited liability company and is classified as an insurance broker‑dealer. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management across individuals/small businesses, pooled vehicles, businesses or institutions, and pension consulting services. Its fee schedule includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The firm identifies itself as not being an ESG-active investor, not a multi-state adviser, and not a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 34%, Exchange Traded Equities 24%, US Government Bonds 23%, State & Local Bonds 10%, Investment Grade Corp Bonds 8%, Non-Investment Grade Corp Bonds 1%34%
  • Cash & Cash Equivalents34%
  • Exchange Traded Equities24%
  • US Government Bonds23%
  • State & Local Bonds10%
  • Investment Grade Corp Bonds8%

Owners & executives

2 of 2

  • BRIAN CAFFERKY

    Chief Operating and Compliance OfficerCRD 6262599

  • WILLIAM WILLERSON

    Chief Investment OfficerCRD 2658845

Contacts

3 of 14

  • BENJAMIN FEDORKO

    PresidentCRD 7963698

  • Hunter Layne

    Senior AdvisorCRD 6690829

  • TANYA CASTRO

    Wealth StrategistCRD 4849188

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 100

Active vs passive

$522M in ETFs

Passive

87%

$456M

Active

12%

$65.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD LARGE-CAP INDEX FUND (VV)VanguardPassiveLarge Blend$56M187,50710.74%
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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
9821 Katy Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth