Wealth Management

RIASEC RegisteredEst. 2006

Total AUM

$3.7B

Discretionary

$3.7B

99% of AUM

Avg account

$781K

Accounts

4,751

Employees

Advisory reps

Firm details

Headquarters: Norfolk, Nebraska
CRD number: 137080
Registered since: February 17, 2006
Website: wealthmanagement.info
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans53.01%
HNWI23.51%
Individuals22.9%
Charitable Organizations0.37%
Corporations / Businesses0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wealth Management is an independent, SEC-registered limited liability company that has been operating since 2006. The firm serves both individual/family and institutional clients and bills through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Its advisory scope includes financial planning, portfolio management for individuals and small businesses as well as for business or institutional clients, pension consulting, and educational outreach such as newsletters and seminars. The firm does not position itself as an active ESG investor.