Lutz Financial

RIASEC RegisteredEst. 2003
Total AUM
$3.2B
Discretionary
$2.8B
89% of AUM
Avg account
$1.2M
Accounts
2,689
Employees
23
Advisory reps
15

Firm details

Headquarters
Omaha, Nebraska
CRD number
117273
Registered since
June 4, 2003
Website
www.lutz.us
Custodians
CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.03%
  • Pension & Profit Sharing Plans24.77%
  • Individuals4.28%
  • Corporations / Businesses0.99%
  • Charitable Organizations0.93%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Lutz Financial is a privately held limited liability company that operates as an independent SEC‑registered investment adviser since 2003. The firm serves both individual and family clients as well as institutions, and it charges fees based on a percentage of assets under management alongside hourly and fixed‑fee arrangements. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles and institutional portfolios, and pension consulting. Lutz Financial is not identified as an active ESG investor and is not flagged as a multi‑state adviser. The firm lists an industry affiliation with accounting professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%95%
  • Public Funds/Mutual Funds95%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Joshua Jenkins

    Joshua Jenkins

    Chief Investment OfficerCRD 6167497

Contacts

3 of 14
  • Joseph Hefflinger

    Joseph Hefflinger

    Investment Advisor & PrincipalCRD 4242542

  • James Boulay

    James Boulay

    Managing Member, Investment AdvisorCRD 2652010

  • Shannon Gohr

    Shannon Gohr

    Customer Service AssociateCRD 7031117

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 96

Active vs passive

$1.7B in ETFs

Passive

91%

$1.5B

Active

9%

$158M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$151M252,0378.86%
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Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
13616 California St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth