LUTZ FINANCIAL

RIASEC RegisteredEst. 2003
Total AUM
$3.2B
Discretionary
$2.8B
89% of AUM
Avg account
$1.2M
Accounts
2,689
Employees
22
Advisory reps
14

Firm details

Headquarters
OMAHA, Nebraska
CRD number
117273
Registered since
June 4, 2003
Website
www.lutz.us
Custodians
CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.03%
  • Pension & Profit Sharing Plans24.77%
  • Individuals4.28%
  • Corporations / Businesses0.99%
  • Charitable Organizations0.93%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Lutz Financial is an independent RIA organized as an LLC and registered with the SEC since 2003. The firm advises both individual and institutional clients, offering financial planning along with discretionary and non-discretionary portfolio management across individuals/small businesses, pooled vehicles, and institutional/business accounts. Fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. The firm does not describe itself as a capital allocator or an active ESG investor. One industry affiliation listed is accountant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%95%
  • Public Funds/Mutual Funds95%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1

  • JOSHUA JENKINS

    Chief Investment OfficerCRD 6167497

Contacts

3 of 13

  • JOSEPH HEFFLINGER

    Investment Advisor & PrincipalCRD 4242542

  • JAMES BOULAY

    Managing Member, Investment AdvisorCRD 2652010

  • Shannon Gohr

    Customer Service AssociateCRD 7031117

Unlock 10 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 96

Active vs passive

$1.7B in ETFs

Passive

91%

$1.5B

Active

9%

$158M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$151M252,0378.86%
Unlock additional holdings →

Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
13616 California St
Time zone
CT (UTC-6)
Office locations

Similar firms

M-ONE CAPITAL

RIA

OMAHA, NE

AUM $3.8BTEAM 31REPS 7

PRIVATE WEALTH ASSET MANAGEMENT

RIA

OMAHA, NE

AUM $2.5BTEAM 32REPS 24

PRODIGY ASSET MANAGEMENT LLC

RIA

OMAHA, NE

AUM $2.4BTEAM 9REPS 6

WEALTHPLAN INVESTMENT MANAGEMENT LLC

RIA

OMAHA, NE

AUM $2.2BTEAM 34REPS 31

CARSON GROUP INVESTING

RIA

OMAHA, NE

AUM $2BTEAM 7REPS 11

TRIBUTARY CAPITAL MANAGEMENT, LLC

RIA

OMAHA, NE

AUM $1.9BTEAM 19REPS 10
More RIAs in OMAHA →All Nebraska RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth