CARSON GROUP INVESTING

RIASEC RegisteredEst. 2018
Total AUM
$2B
Discretionary
$2B
100% of AUM
Avg account
$135K
Accounts
15,122
Employees
7
Advisory reps
11

Firm details

Headquarters
OMAHA, Nebraska
CRD number
291744
Registered since
July 9, 2018
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

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Overview

Carson Group Investing is a limited liability company that registered with the SEC in 2018 and operates on a percentage-of-AUM fee model. Its advisory remit covers portfolio management for individuals and small businesses as well as for business or institutional clients. The firm identifies as an active ESG investor and maintains affiliations across the financial services ecosystem, including a broker-dealer, other investment adviser entities, and an insurance company. Carson Group Investing has been listed among Barron’s Top 100 RIA firms in 2021, 2022, 2023, and 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Public Funds/Mutual Funds 14%, Cash & Cash Equivalents 1%85%
  • Exchange Traded Equities85%
  • Public Funds/Mutual Funds14%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 5
  • OMANI CARSON

    Founder and CEOCRD 1238219

  • Kristin Streff

    Chief Compliance OfficerCRD 8253891

  • MARK APPLEGARTH

    Chief Financial OfficerCRD 5243868

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Contacts

3 of 6
  • Blake Anderson

    Investment Advisor RepresentativeCRD 6745092

  • Michael Lawrence

    Portfolio ManagerCRD 7334191

  • JOHN BOYLE

    Registered RepresentativeCRD 1242536

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
14600 Branch St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth