Pittenger & Anderson Inc

RIASEC RegisteredEst. 2000
Total AUM
$3B
Discretionary
$3B
100% of AUM
Avg account
$1.3M
Accounts
2,261
Employees
14
Advisory reps
17

Firm details

Headquarters
Lincoln, Nebraska
CRD number
111033
Registered since
May 3, 2000
Website
pittand.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • HNWI45.28%
  • Corporations / Businesses39.13%
  • Individuals8.7%
  • Charitable Organizations6.89%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pittenger & Anderson Inc. is an independent registered investment adviser that has been SEC-registered since 2000 and is privately owned. The firm serves both individual and family clients as well as institutional clients, focusing on financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM billing alongside other fee arrangements. The firm identifies equities as its preferred asset class and is not an active ESG investor. The firm has received recurring recognition from CNBC’s Top 100 Financial Advisory Firms list (2019, 2020, 2021, 2022, and 2025). Pittenger & Anderson does not act as a capital allocator in the sense of running a dedicated funds-of-funds program; its activities emphasize direct portfolio management and advisory work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, State & Local Bonds 5%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%92%
  • Exchange Traded Equities92%
  • State & Local Bonds5%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • Shane Riley

    Shane Riley

    CIO, PrincipalCRD 5932686

  • James Pittenger

    James Pittenger

    Chairman & CEOCRD 818823

  • Blake Anderson

    Blake Anderson

    President, COOCRD 6293121

Contacts

3 of 14
  • Julie Sellers

    Julie Sellers

    Service AdvisorCRD 4223522

  • Jaxson Simmerman

    Jaxson Simmerman

    Client Service & Operations AssociateCRD 7740045

  • Kristin Kliewer

    Kristin Kliewer

    CCOCRD 6238875

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 177

Active vs passive

$1.1B in ETFs

Passive

97%

$1.1B

Active

2%

$35.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD LARGE-CAP INDEX FUND (VV)VanguardPassiveLarge Blend$115M335,44510.17%
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Location

Primary office

Lincoln, NE

Lancaster

Location

Lincoln, NE

Headquartered in Lincoln, NE, anchoring the Lincoln-Beatrice, NE metro in the Midwest.

Metro area
Lincoln-Beatrice, NE
Region
Midwest
County
Lancaster
Address
5533 S 27th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth