RIAs: $1B – $5B AUM
3,233 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.
Guardian Wealth Strategies, LLC
RIAMinneapolis, MN
AUM $1.1BTEAM 11REPS 5
Capital Wealth Management, LLC
RIAWest Warwick, RI
AUM $1.1BTEAM 16REPS 12
Ignite Planners LLC
RIASan Clemente, CA
AUM $1.1BTEAM 38REPS 25
Sterling Investors LP
RIANew York, NY
AUM $1.1BTEAM 15REPS 2
Wahed
RIANew York, NY
AUM $1.1BTEAM 9REPS 3
Sonen Capital LLC
RIASan Francisco, CA
AUM $1.1BTEAM 19REPS 4
Oak Harvest Investment Services
RIAHouston, TX
AUM $1.1BTEAM 44REPS 19
Carlyle Aviation Securities Partners LLC
RIAMiami, FL
AUM $1.1BTEAM 4REPS 3
Yosemite Management, LLC
RIASan Francisco, CA
AUM $1.1BTEAM 18REPS 4
Castle Creek Capital
RIASan Diego, CA
AUM $1.1BTEAM 12REPS 5
PSC Manager LLC
RIAYardley, PA
AUM $1.1BTEAM 17REPS 6
747 Capital, LLC
RIANew York, NY
AUM $1.1BTEAM 13REPS 4
Symbiotic Capital
RIALos Angeles, CA
AUM $1.1BTEAM 9REPS 3
HM International L.L.C.
RIAAustin, TX
AUM $1.1BTEAM 8REPS 4
Topline Capital Management, LLC
RIAAUM $1.1BTEAM 1REPS 1
Goodnow Investment Group LLC
RIADarien, CT
AUM $1.1BTEAM 8REPS 7
Provident Investment Management, Inc.
RIANovi, MI
AUM $1.1BTEAM 10REPS 6
The de Burlo Group, Inc.
RIABoston, MA
AUM $1.1BTEAM 6REPS 10
Icapital Fund Advisors LLC
RIANew York, NY
AUM $1.1BTEAM 165REPS 4
Amundi US
RIABoston, MA
AUM $1.1BTEAM 32REPS 3
Orkila Management, LLC
RIANew York, NY
AUM $1.1BTEAM 9REPS 2
Ancora Alternatives LLC
RIACleveland, OH
AUM $1.1BTEAM 54REPS 6
Scott Capital Advisors, LLC
RIAPortland, OR
AUM $1.1BTEAM 9REPS 6
Godwin Capital Group, LLC
RIAAtlanta, GA
AUM $1.1BTEAM 6REPS 4
Other AUM ranges
FINTRX platform
Need contacts and allocation intelligence for these firms?