Oak Harvest Investment Services
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 173293
- Registered since
- May 22, 2019
- Website
- oakharvestfg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.68%
- Individuals27.07%
- Investment Companies8.02%
- Charitable Organizations1.74%
- Corporations / Businesses0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Oak Harvest Investment Services is an independent registered investment adviser formed as a limited liability company and SEC-registered since 2019. The firm serves both individual and family clients as well as institutional investors, and combines fee models (percentage of AUM, hourly, and fixed fees) with insurance brokerage activities. Advisory capabilities listed by the firm include financial planning, portfolio management for individuals/small businesses and for investment companies, pension consulting, and investor education through seminars and workshops. Oak Harvest does not identify as an active ESG investor and is not registered as a multi-state adviser. The firm has been recognized in Citywire’s "50 Growers Across America" lists in both 2020 and 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents9%
- State & Local Bonds1%
Owners & executives
3 of 3
Christopher Perras
Chief Investment OfficerCRD 2401654
Troy Sharpe
Founder and CEOCRD 6408500
Christopher Kattner
Chief Compliance OfficerCRD 4065949
Contacts
3 of 15
James McFarland
DirectorCRD 6782963
Janice Whitten
Lead AdvisorCRD 2882019
Larisa Kutac
Senior Client ConciergeCRD 4319645
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$321M in ETFs
79%
$253M
5%
$68.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH) | Vanguard | Passive | Short Government | $74.7M | 1,284,004 | 23.26% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 920 Memorial City Way
- Time zone
- CT (UTC-6)
- Office locations
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