Oak Harvest Investment Services
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 173293
- Registered since
- May 22, 2019
- Website
- oakharvestfg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.68%
- Individuals27.07%
- Investment Companies8.02%
- Charitable Organizations1.74%
- Corporations / Businesses0.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Oak Harvest Investment Services is an independent registered investment adviser that registered with the SEC in 2019. The firm serves both individual and family clients as well as institutional investors and combines portfolio management with financial planning, pension consulting and educational programming. Oak Harvest also operates as an insurance broker, and its fee model includes asset-based fees, hourly charges and fixed fees. The adviser is not positioned as an ESG-focused manager. It lists affiliations that include commodity pool operator/commodity trading adviser (CPO/CTA) relationships and ties to an insurance company. Oak Harvest appeared on Citywire’s “50 Growers Across America” lists in both 2020 and 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents9%
- State & Local Bonds1%
Owners & executives
3 of 4
Christopher Kattner
Chief Compliance OfficerCRD 4065949
Troy Sharpe
Founder and CEOCRD 6408500
Christopher Perras
Chief Investment OfficerCRD 2401654
Contacts
3 of 16
Chad Schneider
Financial PlannerCRD 4191671
Jessica Cannella
Co-founder and PresidentCRD 6912937
Nicole Riney
VP, Financial PlannerCRD 7206973
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$328M in ETFs
79%
$257M
5%
$70.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH) | Vanguard | Passive | Short Government | $77.9M | 1,353,092 | 23.77% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 920 Memorial City Way
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Arkos Global Advisors, LLC
RIAHouston, TX
Sarofim Realty Advisors LLC
RIAHouston, TX
The Capstreet Group, LLC
RIAHouston, TX
The Clarus Group
RIAHouston, TX
Crossmark Wealth Management, LLC
RIAHouston, TX
Autumn Lane Advisors, LLC
RIAHouston, TX