SCOTT CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2020
Total AUM
$1.1B
Discretionary
$1.1B
98% of AUM
Avg account
$1.4M
Accounts
828
Employees
9
Advisory reps
6

Firm details

Headquarters
PORTLAND, Oregon
CRD number
307980
Registered since
July 31, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Other58.24%
  • HNWI24.55%
  • Charitable Organizations7.44%
  • Corporations / Businesses5.11%
  • Individuals4.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Scott Capital Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2020. The firm is owned by an individual and focuses on serving individual and family clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and the selection of other advisers; the firm also functions as a capital allocator, outsourcing to external managers when appropriate. Fee arrangements include asset-based fees alongside hourly and fixed-fee engagements. Scott Capital identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Cash & Cash Equivalents 18%, US Government Bonds 7%, Exchange Traded Equities 2%, State & Local Bonds 1%73%
  • Public Funds/Mutual Funds73%
  • Cash & Cash Equivalents18%
  • US Government Bonds7%
  • Exchange Traded Equities2%
  • State & Local Bonds1%

Contacts

3 of 6
  • BROOKE ANDERSON

    Associate, Financial AdvisorCRD 6556696

  • SHAUGHN SCOTT

    PartnerCRD 5320069

  • JENNIFER SCOTT

    PartnerCRD 4858057

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 42

Active vs passive

$485M in ETFs

Passive

80%

$386M

Active

20%

$99.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$75.6M121,03415.58%

Location

Primary office

PORTLAND, OR

MULTNOMAH

Location

PORTLAND, OR

Headquartered in PORTLAND, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
MULTNOMAH
Address
707 SW Washington St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth