ZEPHYR WEALTH MANAGEMENT

Overview

Zephyr Wealth Management is an independent registered investment adviser and corporate entity that acts as a capital allocator for individuals, families and select institutional clients. SEC-registered in 2020 and owned by an individual, the firm combines fee-based advisory work with broker-dealer and insurance brokerage activities, operating a hybrid model that can deliver both advisory and transactional solutions. Advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers. Fee arrangements are primarily a percentage of assets under management supplemented by hourly charges for planning or project work. The firm is not an active ESG investor and does not identify as a multi-state adviser. Investment activity favors pooled public vehicles: the firm’s filings show a clear preference for public funds and mutual funds as the primary building blocks for client portfolios. A majority of assets are managed on a discretionary basis, indicating Zephyr typically runs model-driven or adviser-directed portfolios for clients who grant trading authority. The broker-dealer and insurance broker roles expand the firm’s access to brokerage products and insurance solutions alongside advisory offerings.

Assets & Accounts

Investments & Alternatives

Location & Offices